Investment Management Anti-Fraud Programs: Are You Ready If the Government Launches an Investigation?
Tuesday, April 8
2:00 PM EDT (18:00 GMT)
1 CPE Credit: Specialized Knowledge and Applications*

As investment management firms invest overseas, they weigh the costs against the likelihood of generating above-market returns. But in the current regulatory environment, what nonfinancial risks do they face, and how can effective anti-fraud programs and controls help mitigate the risks? We'll discuss:

• Strategies for implementing effective anti-fraud programs and controls in investment management firms.
• Anti-money laundering rules and typical internal control failures that lead to violations.
• Steps toward avoiding violations of the Foreign Corrupt Practices Act.

Understand how an effective suite of anti-fraud measures can help fund managers protect their interests as their firms expand globally.